Sustainable Regulatory Excellence
MaRisk Ongoing Compliance
Maintain continuous MaRisk compliance through systematic monitoring, proactive adaptation to regulatory changes, and sustainable compliance management. Our comprehensive approach ensures your organization remains compliant while optimizing compliance processes and reducing regulatory risk.
- ✓Continuous Compliance Monitoring and Regulatory Change Management
- ✓Proactive Adaptation to Evolving MaRisk Requirements
- ✓Automated Compliance Reporting and Documentation
- ✓Sustainable Compliance Culture and Process Optimization
Your strategic success starts here
Our clients trust our expertise in digital transformation, compliance, and risk management
30 Minutes • Non-binding • Immediately available
For optimal preparation of your strategy session:
- Your strategic goals and objectives
- Desired business outcomes and ROI
- Steps already taken
Or contact us directly:
Certifications, Partners and more...
Sustainable MaRisk Compliance & Continuous Monitoring
Our Strengths
- Extensive experience with MaRisk and related regulations (BAIT, ZAIT, etc.)
- Combined expertise in regulation, risk management, and process optimization
- Proven methods and tools for efficient compliance management
- Broad experience from different institutions of various sizes and business models
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Expert Insight
Ongoing compliance goes far beyond mere rule adherence. Successful MaRisk compliance requires integration of regulatory requirements into daily business processes and creation of risk-aware corporate culture.
ADVISORI in Numbers
11+
Years of Experience
120+
Employees
520+
Projects
We follow a systematic, continuous approach to MaRisk compliance that ensures sustainable adherence to regulatory requirements:
Our Approach:
Status Quo Analysis
CMS Development
Monitoring Processes
Regulatory Changes
Continuous Optimization
"We support our clients not only in initial implementation of MaRisk requirements but also in continuous development of their compliance processes. Our pragmatic approach combines regulatory requirements with concrete implementation practice – for compliance that works in daily operations and grows with the company."
Andreas Krekel
Head of Risk Management, Regulatory Reporting
Expertise & Experience:
10+ years of experience, SQL, R-Studio, BAIS-MSG, ABACUS, SAPBA, HPQC, JIRA, MS Office, SAS, Business Process Manager, IBM Operational Decision Management
Our Services
We offer you tailored solutions for your digital transformation
Regulatory Monitoring and Impact Analysis
Systematic monitoring of regulatory changes and analysis of their impacts on your institution.
- Monitoring of MaRisk amendments and related regulations
- Analysis of impacts on processes, systems, and documentation
- Prioritization of action areas by risk and effort
- Development of implementation roadmaps for regulatory changes
MaRisk Compliance Management System
Development and optimization of holistic system to ensure continuous MaRisk conformity.
- Risk-oriented compliance framework
- Integration into existing GRC processes
- Clear responsibilities and escalation paths
- Efficient reporting and management information
Looking for a complete overview of all our services?
View Complete Service OverviewOur Areas of Expertise in Regulatory Compliance Management
Our expertise in managing regulatory compliance and transformation, including DORA.
DORA Digital Operational Resilience Act
Stärken Sie Ihre digitale operationelle Widerstandsfähigkeit gemäß DORA.
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Regulatory Transformation Projektmanagement
Wir steuern Ihre regulatorischen Transformationsprojekte erfolgreich – von der Konzeption bis zur nachhaltigen Implementierung.
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Frequently Asked Questions about MaRisk Ongoing Compliance
What does "ongoing compliance" mean in the context of MaRisk?
Ongoing compliance refers to the continuous adherence to Minimum Requirements for Risk Management (MaRisk) beyond initial implementation. It involves regular monitoring, updating of processes, and adaptation to new regulatory requirements to ensure permanent audit readiness.
How often should MaRisk compliance be reviewed?
MaRisk compliance should be reviewed continuously, with formal reviews conducted at least annually. Additionally, ad-hoc reviews are necessary whenever there are significant changes in business activities, risk strategies, or regulatory frameworks.
What are the key challenges in maintaining MaRisk compliance?
Key challenges include keeping up with frequent regulatory updates, ensuring consistent implementation across all business units, managing data quality for risk reporting, and maintaining adequate resources and expertise for compliance tasks.
How can technology support ongoing MaRisk compliance?
Technology can automate monitoring processes, ensure data consistency, and facilitate efficient reporting. RegTech solutions can also help track regulatory changes and map them to internal controls, reducing manual effort and the risk of non-compliance.
What is the role of the compliance function in ongoing MaRisk monitoring?
The compliance function acts as a second line of defense, responsible for monitoring adherence to legal and regulatory requirements. It advises management, identifies compliance risks, and ensures that effective control processes are in place and functioning correctly.
Success Stories
Discover how we support companies in their digital transformation
Generative KI in der Fertigung
Bosch
KI-Prozessoptimierung für bessere Produktionseffizienz
Fallstudie
Ergebnisse
Reduzierung der Implementierungszeit von AI-Anwendungen auf wenige Wochen
Verbesserung der Produktqualität durch frühzeitige Fehlererkennung
Steigerung der Effizienz in der Fertigung durch reduzierte Downtime
AI Automatisierung in der Produktion
Festo
Intelligente Vernetzung für zukunftsfähige Produktionssysteme
Fallstudie
Ergebnisse
Verbesserung der Produktionsgeschwindigkeit und Flexibilität
Reduzierung der Herstellungskosten durch effizientere Ressourcennutzung
Erhöhung der Kundenzufriedenheit durch personalisierte Produkte
KI-gestützte Fertigungsoptimierung
Siemens
Smarte Fertigungslösungen für maximale Wertschöpfung
Fallstudie
Ergebnisse
Erhebliche Steigerung der Produktionsleistung
Reduzierung von Downtime und Produktionskosten
Verbesserung der Nachhaltigkeit durch effizientere Ressourcennutzung
Digitalisierung im Stahlhandel
Klöckner & Co
Digitalisierung im Stahlhandel
Fallstudie
Ergebnisse
Über 2 Milliarden Euro Umsatz jährlich über digitale Kanäle
Ziel, bis 2022 60% des Umsatzes online zu erzielen
Verbesserung der Kundenzufriedenheit durch automatisierte Prozesse
Let's
Work Together!
Is your organization ready for the next step into the digital future? Contact us for a personal consultation.
Your strategic success starts here
Our clients trust our expertise in digital transformation, compliance, and risk management
Ready for the next step?
Schedule a strategic consultation with our experts now
30 Minutes • Non-binding • Immediately available
For optimal preparation of your strategy session:
Your strategic goals and challenges
Desired business outcomes and ROI expectations
Current compliance and risk situation
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